Qualifications and experience:

  • B Com (Law) or equivalent in risk & financial services
  • 4-5 years risk and auditing experience
  • Fully bilingual
  • Previous experience within investments / financial services will be a distinct advantage
  • JSE BDA system Personal qualities
  • Strong numerical orientation
  • Highly organized with a high level of customer focus
  • Accurate and detail orientated
  • Critical and analytical capability
  • Ability to perform well under pressure and show maturity, confidence and resilience
  • Excellent listening, communication and interpersonal skills
  • Pro-Active approach to work, clients, problem solving
  • Learning agility and curiosity
  • Assertive
  • Passionate ownership for results

Knowledge and experience:

  • Knowledge of the Private Client industry
  • Risk exposure
  • Experience of working on the JSE (BDA) system


  • Assist with the designing and implementing of an overall risk management process for the organisation as well as the maintenance thereof.
  • Assist with the risk assessment, which involves analysing; identifying and estimating the risks affecting the business.
  • Gather information for monthly risk reporting to the various stakeholders.
  • Conduct risk audits at Corporate and Branch level.
  • Assist with the monitoring of; and FAIS registration of advisors.
  • Participate in projects and initiatives to ensure pro-active risk management.
  • Provide support to internal clients with risk matters.
  • Assess and monitor operational risks
  • Assess and monitor IT risks
  • Assess and monitor vendor risks
  • Assist with admin related to the Risk Form.
  • Assist with management around cyber-crime processes.
  • Create and update a monthly dashboard to monitor risks in the business
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